Dornell D. Bethell-Lightbourn
Nassau,Bahamas
Summary
Accounts Supervisor at Bank of The Bahamas with expertise in regulatory compliance and KYC procedures. Proven track record in streamlining customer onboarding processes and leading teams to achieve operational excellence. Strong background in AML monitoring and risk advisory, ensuring adherence to legal standards in dynamic environments. Committed to continuous learning and adapting to new challenges effectively.
Overview
14
14
years of professional experience
Work History
Accounts Supervisor
Bank of The Bahamas
Nassau, The Bahamas
11.2023 - Current
- Reviewed low and medium risk account relationships to ensure compliance with KYC policies.
- Verified customer information for completeness and accuracy to meet AML/CFT regulations.
- Identified and reported unusual or suspicious transactions to Corporate Compliance.
- Monitored and managed customer AML complaints, reporting findings to Corporate Compliance.
- Conducted risk rating assessments on all newly opened accounts.
- Performed periodic reviews of accounts rated low, medium, and high for due diligence deficiencies.
- Ensured comprehensive name screening for customers during the onboarding process.
- Prepared compliance reports and incident reports as per bank policies.
Compliance Analyst
Bank of The Bahamas
Nassau, The Bahamas
09.2022 - 10.2023
- Maintained Banks Politically Exposed Persons (PEPs) Log and List effectively.
- Reviewed and approved all incoming SWIFT payments promptly.
- Managed action items on JP Morgan Chase Charts to ensure compliance.
- Documented positive sanctions and rejected wires from Compliance for record-keeping.
- Facilitated onboarding of high-risk accounts, including Financial Institutions and Complex structures.
- Conducted thorough reviews of the Large Item Report for accuracy.
- Updated Source of Funds (SOF) Exempted List regularly to reflect current information.
- Investigated Unusual Transactions (UTR) and prepared Suspicious Transaction Reports for Compliance.
Senior Internal Control Analyst/AML Officer
Scotia Wealth Management
Nassau, The Bahamas
09.2021 - 09.2022
- Ensured alignment and compliance of local and enterprise-wide quality assurance programs, including AML/ATF and Sanctions.
- Executed operational risk quality assurance activities for first line business controls and processes.
- Conducted testing for Third Party Statement Rendering Procedures against Operations Manual.
- Performed reviews and data sampling for third party statement rendering.
- Compiled results and drafted reports for management and business lines.
- Facilitated bi-weekly Business Risk Meetings to discuss risk monitoring.
- Collaborated with business stakeholders on risk monitoring and reporting follow-ups.
- Executed reviews and testing on regulatory obligations under CRS, FACTA, ROBO, and trust business requirements.
Manager of Operations
Yosef Group Limited
Nassau, The Bahamas
01.2015 - 06.2020
- Managed daily operations, ensuring efficiency and productivity across all activities.
- Oversaw scheduling of shifts for seven employees to optimize workforce management.
- Handled payroll processing, ensuring accurate and timely payments.
- Maintained inventory by ordering supplies as needed to meet operational demands.
- Resolved customer complaints to enhance service quality and satisfaction.
- Executed bookkeeping and accounting tasks, maintaining financial integrity.
- Filed tax returns accurately and in compliance with regulations.
Branch Internal Compliance Officer
Commonwealth Bank
Nassau, The Bahamas
01.2011 - 01.2015
- Reported monthly to MLRO on fraudulent activities and suspicious transactions.
- Reviewed daily suspicious activity in alignment with AML and CFT policies.
- Educated staff on ML and CFT policies to ensure compliance with controls.
- Verified all processed work for accuracy and legitimacy with verification officer.
- Conducted checks on internal control systems to confirm operational effectiveness.
- Recommended enhancements for efficiency in process flows and control systems.
- Secured post-verification work while tracking employee access.
- Reconciled Branch GLs daily, reviewing Treasury Logs for irregularities.
Education
ICA AML Diploma -
ICA International Compliance Association
BIFS OnlineICA Governance Risk & Compliance - Diploma
ICA International Compliance Association
BIFS OnlineEconomics for Bankers - Online
American Bankers Association
Supervisor’s Certificate - Online
American Bankers Association
A.A - Biology
University of the Bahamas
Skills
- Microsoft Office Suite
- Regulatory compliance
- Customer onboarding
- AML monitoring
- KYC procedures
- Incident reporting
- Employee training
- Team leadership
- Data analysis
- Risk assessment
- Document creation
- Email management
- PDF handling
- Crisis management
- Adaptability and flexibility
- Teamwork and collaboration
References
References available upon request.
Timeline
Accounts Supervisor
Bank of The Bahamas
11.2023 - Current
Compliance Analyst
Bank of The Bahamas
09.2022 - 10.2023
Senior Internal Control Analyst/AML Officer
Scotia Wealth Management
09.2021 - 09.2022
Manager of Operations
Yosef Group Limited
01.2015 - 06.2020
Branch Internal Compliance Officer
Commonwealth Bank
01.2011 - 01.2015
ICA AML Diploma -
ICA International Compliance Association
ICA Governance Risk & Compliance - Diploma
ICA International Compliance Association
Economics for Bankers - Online
American Bankers Association
Supervisor’s Certificate - Online
American Bankers Association
A.A - Biology
University of the Bahamas
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