Elizabeth Dorsett-Culmer
Nassau,NP
Summary
Highly motivated compliance and administration professional with 18 years of experience. Thrives in deadline-driven environments and consistently provides exceptional customer service. Track record of achieving team and organizational success due to strong business acumen and talent in corporate, administrative, and compliance functions.
Overview
18
18
years of professional experience
Work History
Corporate Compliance & Regulatory Governance Officer
Caystone Solutions Ltd
12.2017 - Current
- Assisted in developing and maintaining department policies and procedures to support organization and industry best practices.
- Collaborated with cross-functional teams to address compliance concerns, fostering a culture of shared responsibility.
- Demonstrated adaptability in response to evolving industry standards, maintaining best practices in a dynamic regulatory environment.
- Managed own work assignments under minimal supervision to complete self-assessments and other assigned reviews and projects.
- Facilitated conference calls and meetings with various team members for work assignments.
- Promoted transparency within the organization through clear documentation, communication, and reporting practices.
- Provided guidance on ethical conduct, ensuring adherence to organizational values and principles.
- Monitored industry trends and regulatory changes to proactively adapt governance practices as necessary.
- Managed relationships with regulators, maintaining open lines of communication to ensure transparent operations.
- Streamlined reporting processes for improved efficiency in submitting data to regulatory agencies.
- Stayed current on industry regulations to ensure full compliance with all relevant laws and guidelines for funds under management.
- Leads in the onboarding of new funds, ensuring a seamless licensing process with the Regulators.
- Training new staff members joining the team, fostering an environment conducive to learning and growth.
- Assure that all relevant regulatory reports and reportable tasks are assessed and submitted to regulatory authorities within the timeframes specified.
Client Onboarding Officer
Ansbacher (Bahamas) Limited
12.2014 - 12.2017
- Liaison with Private Banking and Compliance department to ensure efficient, effective, and timely on-boarding of all clients via banking systems (CIM & APSYS) and follow-up with business partners as needed
- Provide general KYC and AML, guidance to the Compliance Manager, including account transaction monitoring, and assisting the tax reporting officer with (FATCA/QI/CRS, etc.) and the collection of valid client documents
- Handle hundreds of transactions while adhering to stringent internal and compliance standards
- Mentored junior staff members, helping them develop their skills and advance in their careers.
- Maintained strict adherence to industry regulations, minimizing risk exposure for the organization.
- Evaluated the effectiveness of onboarding strategies, continually updating approaches based on feedback and best practices.
- Achieved high levels of customer satisfaction, consistently meeting or exceeding performance metrics.
- Managed multiple tasks simultaneously, ensuring all deadlines were met without compromising quality standards.
Investor Relations Specialist
Citco Fund Services (Bahamas) Limited
05.2009 - 08.2012
- Ensure that all trade activity are processed, and all Know Your Customer/Anti-Money Laundering documentation (passports, social security numbers, driver's licenses, etc.) are assessed
- Monitor daily bank account incoming and outgoing activity for clients
- Evaluation of subscription agreements to ensure accuracy & completed in timely and effective manner
- Review wire transfers for third-party payments, as well as special projects and other responsibilities as assigned
- Tracked effectiveness of investor relations initiatives by monitoring key performance indicators and making data-driven recommendations for continuous improvement efforts.
- Collaborated with cross-functional teams to address investor inquiries promptly and accurately, promoting high level of customer service.
- Played an instrumental role in the successful execution of investor relations strategies, ensuring management's messages were effectively communicated to relevant stakeholders.
- Supported management team during mergers and acquisitions, facilitating seamless communication with investors throughout the process.
Jr. Corporate & Compliance Administrator
Citco Fund Services (Bahamas) Limited
06.2006 - 04.2009
- Reviewed new prospect KYC documents to meet requirements and determine business model risk.
- Analyzed and investigated clients to conduct detailed customer due diligence and enhanced due diligence review.
- Maintained up-to-date knowledge of industry best practices, sharing insights with colleagues to enhance organizational performance.
- Prepared high-risk reviews with results and recommendations for customer onboarding, closure and retention.
- Streamlined office processes by implementing efficient filing and organizational systems.
- Provided top-notch administrative support to executives by efficiently managing phone calls, emails, and correspondence.
- Facilitated successful project outcomes by coordinating tasks among team members and tracking progress towards objectives.
Education
Certification in Anti-Money Laundering - Anti-Money Laundering
ICA- International Compliance Association
Online Learning11.2020
Certificate of Completion - Supervisory Skill Builders
America Hotel & Lodging Educational Institute (AHLEI)
Online Learning04.2020
No Degree - Financial Planning
Open 2 Study
Online Learning12.2016
Certification in Compliance with Merit - Compliance
ICA- International Compliance Association
Online Learning05.2016
Associate of Science - Business Administration - Computer Applications
City College
Fort Lauderdale, Florida12.2003
Skills
- Discipline and Focus
- Time Management
- Teamwork and Loyalty
- Attention to Detail
- Multitasking
- Reliability
- Effective Communication
- Adaptability and Flexibility
- Decision-Making
- Self Motivation
- Interpersonal Communication
- Friendly, Positive Attitude
Timeline
Corporate Compliance & Regulatory Governance Officer
Caystone Solutions Ltd
12.2017 - Current
Client Onboarding Officer
Ansbacher (Bahamas) Limited
12.2014 - 12.2017
Investor Relations Specialist
Citco Fund Services (Bahamas) Limited
05.2009 - 08.2012
Jr. Corporate & Compliance Administrator
Citco Fund Services (Bahamas) Limited
06.2006 - 04.2009
Certification in Anti-Money Laundering - Anti-Money Laundering
ICA- International Compliance Association
Certificate of Completion - Supervisory Skill Builders
America Hotel & Lodging Educational Institute (AHLEI)
No Degree - Financial Planning
Open 2 Study
Certification in Compliance with Merit - Compliance
ICA- International Compliance Association
Associate of Science - Business Administration - Computer Applications
City College
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